Disclosures

THE MATERIAL ON THIS WEBSITE IS FOR INFORMATIONAL PURPOSES ONLY AND SHOULD NOT BE RELIED UPON AS INVESTMENT ADVICE. This document has been prepared by Overlock Capital LLC (“Overlock Capital”, “the Firm”) and is not intended to be (and may not be relied on in any manner as) legal, tax, investment, accounting or other advice or as an offer to sell or a solicitation of an offer to buy any securities of any investment product or any investment advisory service. References to any other entity listed should not be taken as a recommendation for the Firm. The information contained in this document is superseded by, and is qualified in its entirety by, such offering materials. This document may contain proprietary, trade-secret, confidential, and commercially sensitive information.

The material on this website does not take into account the particular investment objectives, restrictions, or financial, legal or tax situation of any specific investor. Overlock Capital does not make any representation to, and disclaims any liability with respect to, the accuracy, timeliness and/or completeness of the information contained herein. All information is subject to change. By accessing this website, the reader agrees that he/she will not use any material from this website in any manner inconsistent with the purposes for which it is offered without the prior written consent of Overlock Capital.

U.S. federal securities laws prohibit you and your organization from trading in any public security or making investment decisions about any public security on the basis of information included in this website.

THE MATERIAL ON THIS WEBSITE IS NOT A RECOMMENDATION FOR ANY SECURITY OR INVESTMENT. References to any portfolio investment are intended to illustrate the application of Overlock Capital’s investment process only and should not be used as the basis for making any decision about purchasing, holding or selling any securities. Nothing herein should be interpreted or used in any manner as investment advice. The information provided about these portfolio investments is intended to be illustrative and it is not intended to be used as an indication of the current or future performance of Overlock Capital’s portfolio investments.

PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS OR A GUARANTEE OF FUTURE RETURNS. The performance of any portfolio investments discussed in this document is not necessarily indicative of future performance, and you should not assume that investments in the future will be profitable or will equal the performance of past portfolio investments. Investors should consider the content of this document in conjunction with investment fund quarterly reports, financial statements and other disclosures regarding the valuations and performance of the specific investments discussed herein. Unless otherwise noted, performance is unaudited.

DO NOT RELY ON ANY OPINIONS, PREDICTIONS, PROJECTIONS OR FORWARD-LOOKING STATEMENTS CONTAINED HEREIN. Certain information contained in this document constitutes “forward-looking statements” that are inherently unreliable and actual events or results may differ materially from those reflected or contemplated herein. Overlock Capital does not make any assurance as to the accuracy of those predictions or forward-looking statements. Overlock Capital expressly disclaims any obligation or undertaking to update or revise any such forward-looking statements. The views and opinions expressed herein are those of Overlock Capital as of the date hereof and are subject to change based on prevailing market and economic conditions and will not be updated or supplemented.

An investment in a fund entails a high degree of risk, including the risk of loss. A Fund will be actively managed by Overlock Capital. There is no assurance that a Fund’s investment objective will be achieved or that investors will receive a return on their capital. Investors must read and understand all the risks described in a Fund’s final confidential private placement memorandum and/or the related subscription documents before making a commitment. The recipient also must consult its own legal, accounting and tax advisors as to the legal, business, tax and related matters concerning the information contained in this document to make an independent determination and consequences of a potential investment in a Fund, including US federal, state, local and non-US tax consequences.

Effective as of September 5, 2023